*All attendees must register, including Gold & Platinum members. Please ensure you receive a confirmation e-mail after RSVPing*
GACFE Luncheon Meeting June 7, 2019
Speaker: Brooks Brown, Associate District Director, FINRA, Atlanta Office
Topic: FINRA's Role in Detecting Securities Fraud
Brooks Brown joined FINRA’s New Orleans District Office in 2001, and then transferred to FINRA’s Atlanta District Office in 2006. Brooks assumed the role of Associate District Director in July 2015 and is responsible for overseeing the office’s member firm examination program. Previously, as an Examination Manager, Brooks supervised five staff members who conduct cycle examinations to review for compliance with FINRA and SEC rules. Prior to joining FINRA, Brooks worked with Trustmark National Bank in Jackson, Mississippi from 1999 to 2001 as an equity analyst in Trustmark’s Trust Department. Brooks earned the Certified Regulatory and Compliance Professional designation from the Wharton School in 2013. Brooks is a graduate of Millsaps College in Jackson, Mississippi, and he also earned an M.B.A. from Millsaps College’s Else School of Management.
GACFE JUNE MEETING:
Date: Friday, June 7, 2019
Time: 11:20 AM to 1:00 PM
Registration Starting Time: 11:00 AM
Buffet Lunch Available: 11:20 AM
Speaker Presentations: 12:00 PM to 1:00 PM
Location: Ansley Golf Club, 196 Montgomery Ferry Drive, Atlanta, GA 30309
ADDITIONAL NOTES FROM GACFE:
Involvement Opportunities: Would you like to become more involved in serving the Chapter or serving on the Board?
Contact Bruno Pavlicek, our President at email@example.com
Membership Profiles: If you are a Standard, Standard 2yr, Gold or Platinum Member, log into your GACFE profile at www.gacfe.org and make sure your National ACFE Membership Number is included, and that your contact information is correct. Also, take a moment to access your National ACFE Membership Profile and make sure it’s up to date.
NOTE: In order for the Ansley Golf Club to plan for adequate seating and food, it is important for us to be able to provide a lunch count to them by Tuesday afternoon before our Friday meetings, so please be sure to register by 11:00 am June 4, 2019. Even if you are a gold or platinum member, we ask you to please register for the meetings.
All cancellations must be submitted by Tuesday the week of the luncheon.
All cell phone calls are conducted outside the facility.